Capital Markets & Securities

Practical and commercial advice in the capital markets and securities sector

D.L.&F. De Saram provides strategic legal support to issuers, underwriters, and investors engaged in capital market transactions. We combine technical proficiency with long-standing regulatory experience to deliver seamless guidance across Sri Lanka’s evolving securities landscape, including capital markets’ regulations in Sri Lanka and securities’ trading regulations.

D.L.&F. De Saram has a strong track record of advising Sri Lankan companies on share listings, as well as debt and equity securities. Our extensive experience includes advising on international bond issues linked to Sri Lankan assets, giving us unique insights into cross-border market transactions.

With a technically proficient team, we bring in-depth transaction expertise and long-standing relationships with regulators, which ensure smoother approvals and efficient processes. By bridging traditional market practices with innovative fundraising strategies, we assist clients to navigate trading rules and investor protection requirements.

Our Expertise in Capital Markets & Securities
We advise clients on a wide range of capital market transactions, including:

  • Initial Public Offerings (IPOs) and private placements
  • Bond issuances and securitisations
  • Debt and equity securities, debentures, and warrants
  • Listed and unlisted instruments, including derivatives
  • Direct listings and alternative fundraising methods
  • ISDA documentation for corporate and non-corporate counterparties


Our team works with the Colombo Stock Exchange (CSE), offering tailored legal services, alongside the Securities and Exchange Commission (SEC) and other regulatory bodies, to ensure transactions are fully compliant and efficiently executed.

Comprehensive Legal Services for Capital Market Participants
Beyond transactional advice, we provide holistic support covering:

  • Securities law and compliance and corporate governance for listed companies
  • Regulatory filings and disclosure requirements
  • Risk management and market trend analysis
  • Advisory services on new listings and equity offerings
  • Preparation of memorandums and prospectuses


Our experience spans multiple sectors, enabling us to tailor solutions to the specific needs of each client.

FAQs

The Colombo Stock Exchange (CSE) and the Securities and Exchange Commission (SEC) regulate capital marketsin Sri Lanka.

Companies typically raise funds through Initial Public Offerings (IPOs), private placements, bond issuances, securitisations, and debt and equity securities.

Yes, foreign investors can engage in Sri Lanka’s capital markets, subject to securities’ trading regulations and approvals.

We assist in structuring, advising on regulatory compliance, drafting disclosure documents, and liaising with regulators to ensure a smooth listing process.

Contact Us
Planning to access Sri Lanka’s capital markets? D.L.&F. De Saram offers trusted legal counsel for issuers, underwriters, and investors. Reach out to us today for expert guidance on capital markets’ regulation in Sri Lanka and related transactions.

Awards & Recognition

“White & Case has an expert asset finance team advising numerous
international clients. Its established presence in the European and North
American asset finance space is complemented by a growing strength in Asia”
Chambers Global 2021

“They know aviation finance inside and out, they’re very responsive and they
provide good client service,” – client feedback
Chambers Global 2021

Top 5 Aviation Law Firms Globally
AirFinance Journal Legal Survey 2018, 2019, 2022, 2021

Key Contacts

Managing Partner

Senior Partner

Partner

Senior Partner

Relevant Posts

Consult Our Experts

Our expert team of partners and leading lawyers offer services across extensive practice areas and ensure our clients receive optimal legal advice. They have the capacity to handle everything from intricate cases to crucial disputes, providing top-tier solutions with unwavering dedication and expertise.